Broker Check
Brian A. Rosoff

Brian A. Rosoff

Registered Representative

Brian Rosoff is the founder and managing partner of Omnia Financial, LLC. Licensed in 17 states nationwide, he has provided solutions for hundreds of personal and corporate clients for 24 years. As the branch manager, Brian is responsible for ensuring the appropriate suitability of investments for his clients, as well as the clients of the registered representatives under his supervision.

In 1994, Brian was rookie of the year for highest sales production amongst rookies in the first company he worked as a financial advisor. He earned the high honors of Star Producer and Leaders groups for sales goal achievement while practicing in the next firm he worked. He earned a B.A. degree in business administration in 1989 from Old Dominion University. He has been a guest speaker on State wide cable programs and a guest speaker on long-term care at assisted living facilities. He has also taught free Night Class financial planning, investment and insurance education classes throughout Northern New Jersey.

Brian prides himself on consultative skills and independence to find creative solutions for both personal and business clients including investment management, retirement planning, life, disability and long-term care insurance; employee benefits; and business succession planning. He believes in the value of long-term relationships, both business and personal, service and integrity.

He met his soul mate, Jennifer in 2001. Together they enjoy spending time with family and friends, playing golf, unwinding on the beach, boating and snow skiing. Brian also enjoys working around the house doing construction projects.

Education:
Old Dominion University; BA in Business Administration -

Series 7 - General Securities Representative Examination
The Series 7 exam assesses the competency of a representative to perform his/her job as a general securities representative. The exam consists of 250 scored questions and an additional 10 unscored pretest questions. Candidates are given six hours to complete the exam and it is conducted in two three-hour sessions with 130 questions per session. The passing score is 72 percent.

Series 24 - General Securities Principal Examination
The Series 24 exam assesses the competency of a general securities principal candidate to perform his/her job as a general securities principal. The exam consists of 150 scored questions and an additional 10 unscored pretest questions. Candidates are given three hours and 45 minutes to complete the exam. The passing score is 70 percent.

Series 63 - Uniform Securities Agent State Law Examination
The Series 63 exam is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 60 scored questions. Candidates have 75 minutes to complete the exam. In order for a candidate to pass the Series 63 exam, he/she must correctly answer at least 43 of the 60 scored questions.

Series 65 - Uniform Investment Adviser Law Examination
The Series 65 exam is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 130 scored questions. Candidates have 180 minutes to complete the exam. In order for a candidate to pass the Series 65 exam, he/she must correctly answer at least 94 of the 130 scored questions.