Andrew Mullane, CFP®
Registered Representative
Andrew Mullane, CFP®, is a partner at Omnia Financial LLC, and has been with the company since 2011. Previously, Andrew was a branch and business banking manager for a large regional commercial bank. There he helped individuals and business owners with many of their financial needs, including business and personal financing and insurance planning.
Prior to his banking experience Andrew was a Registered Options Principal and a Tax Examiner for the IRS. Together, he has over 20 years of Banking and finance experience.
Andrew holds a Bachelor of Business Administration from Dowling College and is a Certified Financial Planner ™. As a CFP® professional, he puts this advanced education and knowledge to work helping families and individuals create a strategy to achieve their financial goals, consolidate their finances into an easy-to-understand program and solve personal financial issues.
Andrew is married to his high school sweetheart with one child. He enjoys reading together with his son, coaching his lacrosse team, and playing a rather poor game of golf in his spare time.
Education
Dowling College | BBA in Finance - 2001 2004
Series 4 - Registered Options Principal Qualification Examination
The Registered Options Principal Qualification Examination (OP)—assesses the competency of an entry-level options principal candidate to perform his or her job as a registered options principal. The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a registered options principal, including the rules and statutory provisions applicable to the supervisory management of a firm’s options personnel, accounts and trading, as well as exchange rules and regulations applicable to the trading of options contracts. The exam consists of 125 scored questions and an additional 10 unscored pretest questions. Candidates are given three hours and 15 minutes to complete the exam. The passing score is 72 percent.
Series 7 - General Securities Representative Examination
The Series 7 exam assesses the competency of a representative to perform his/her job as a general securities representative. The exam consists of 250 scored questions and an additional 10 unscored pretest questions. Candidates are given six hours to complete the exam and it is conducted in two three-hour sessions with 130 questions per session. The passing score is 72 percent.
Series 63 - Uniform Securities Agent State Law Examination
The Series 63 exam is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 60 scored questions. Candidates have 75 minutes to complete the exam. In order for a candidate to pass the Series 63 exam, he/she must correctly answer at least 43 of the 60 scored questions.
Series 66 - Uniform Combined State Law Examination
The Series 66 exam is a North American Securities Administrators Association (NASAA) exam administered by FINRA. There is no prerequisite for the Series 66 examination. However, the Series 7 examination is a co-requisite to the Series 66 Examination.
CFP® - Certified Financial Planner™
Issued by: Certified Financial Planner Board of Standards, Inc. (CFPBS)
Prerequisites/Experience Required: 3 years full-time in financial planning
Educational Requirements: U.S. bachelor’s degree or higher and 7 ten hour CFP Board Certification Examinations.
Examination Type: 10 hour exam divide into 3 parts
Continuing Education/Experience Requirements: 30 hours every 2 years